Indiana Secretary Of State Announces Edward Jones Settlement
Indiana Secretary of State Diego Morales has announced that the Indiana Securities Division has joined a $17 million settlement with Edward D. Jones & Co.
Read MoreIndiana Secretary of State Diego Morales has announced that the Indiana Securities Division has joined a $17 million settlement with Edward D. Jones & Co.
Read MoreIndiana Secretary of State Diego Morales announced Thursday, Feb. 13 the Indiana Securities Division has joined other securities regulators in a $106 million settlement with Vanguard Marketing Corporation and The Vanguard Group, Inc. for failing to supervise investors and disclose possible tax consequences to retirement fund investors.
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