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Tag Archives: LPL Financial LLP

Agreement Finalized with LPL On Sales Of Non-Traded Real Estate Investment Trust

InkFreeNews.com Posted Nov 24, 2015  Updated: Nov 24, 2015 @ 12:13 PM

INDIANAPOLIS — Indiana Secretary of State Connie Lawson announced today, Tuesday, Nov. 22, that Indiana has received $19,041.63 from LPL Financial LLP. The settlement is in connection with an investigation of LPL’s failure to implement an adequate supervisory system regarding its sale of non-traded Real Estate Investment Trusts … Read More

Posted in Archive 2015, Business | Tagged LPL Financial LLP, non-traded real estate investment trusts, Secretary of State Connie Lawson, settlement | | Buy Photos | Contact Author

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